Wendy has over 15 years of experience in a supporting role to financial advisors serving clients at banks and brokerage firms. Her experience in supporting clients, financial advisors and management staff makes her an exceptional fit for the group in serving the various needs of clients and their advisors.
Wendy joined the group when it was formed in 2018. She provides detail service to clients supporting their administration, transaction, technology and compliance needs. Her attention to detail ensures client’s receive exceptional service when working with the group. Her experience with the group’s processes and technology serves as a significant support structure for the rest of the team.
Wendy holds Series 7, 63, and 66 securities licenses as well as life and health insurance licenses.